Securies Industry Compliance & Advisory Services

Welcome to SECICAS!

Our Mission is to enable our clients to successfully and ethically navigate through and comply with applicable federal and SRO rules and regulations, while putting their customers first and providing excellent and professional service.

Client testimonials

I met Stephen Simon through a friend in Florida when I was going through one of the worst periods in my professional life. Stephen not only guided me through my ordeal, but also gave me much  needed insight to how to deal with a crisis in a calm, cool manner. I was able to see into the mind of how a regulator operates and what they can and can't do.
_{- Thomas Giugliano, President - EKN Financial Services Inc}