| Advice to Firms Seeking a Buyer |
|
It is essential that anyone seeking a buyer for his firm is in contact with the right consultant. Working through SECICAS will reduce the instances of filing an incomplete and problematic application with FINRA for a change in ownership of your firm. We will make sure that the potential buyer meets the requirements for being an owner of a BD and will assist you in completing the sale. |
Client Login
Contact us Today!
56 Clark Street, Iselin, NJ
Tel: +732.742.1142
Fax: + 732.602.0958
Email: info@secicas.com
or stephen@secicas.com
Website: www.secicas.com
Our Promise
We will work with the our client and FINRA to bring about a speedy approval of each applicant’s new member application, thus enabling the applicant to commence business as a FINRA member in a short period of time. Read more
Our Services
Helpful Links
Financial Industry Regulatory Authority
U.S. Securities and Exchange Commission
Municipal Securities Rulemaking Board
North American Securities Administrators Association
Securities Industry and Financial Markets Association
Security Industry Association
The NASDAQ Stock Market
New York Stock Exchange
